Crypto Services for RIAs
Adding Crypto to a Client's Financial Plan
A framework for advisors adding crypto to a client's financial plan: allocation sizing, risk weighting, rebalancing triggers, and tax-lot strategy inside a holistic plan.
Can Financial Advisors Recommend Crypto?
Financial advisors may recommend crypto only if the recommendation fits their registration, firm policies, disclosures, due diligence, custody process, and client facts.
Can RIAs Advise on Self-Custodied Crypto?
RIAs may be able to advise on self-custodied crypto, but custody, valuation, billing, supervision, disclosures, and client authority must be reviewed.
Can RIAs Bill on Held-Away Crypto?
RIAs considering billing on held-away crypto should review advisory scope, valuation, custody, disclosures, fee calculation, and compliance controls.
Can RIAs Recommend Bitcoin ETFs?
What RIAs should consider before recommending Bitcoin ETFs, including fiduciary duty, client fit, disclosures, fees, custody, and alternatives.
Client Owns Crypto Outside Our Firm. What Should We Do?
A practical advisor workflow for client-held crypto outside the firm, including discovery, scope, custody, reporting, billing, and compliance review.
Common Crypto Mistakes for RIAs
Common mistakes RIAs make with client crypto, including unclear scope, custody issues, held-away assets, billing, disclosures, and vendor due diligence.
Crypto ADV Disclosure Requirements for RIAs
What RIAs disclose in Form ADV Part 2A and 2B when offering crypto services: strategy, material risks, custody, conflicts, fees, and supervised-person background.
Crypto Advisor Platform
What RIAs and financial advisors should look for in a crypto advisor platform, including custody, reporting, models, billing, compliance, and client workflows.
Crypto Client Questionnaire for Financial Advisors
A practical crypto client questionnaire financial advisors can use to identify holdings, custody, tax records, risk, and estate planning gaps.
Crypto Compliance Checklist for RIAs
A practical checklist for RIAs evaluating crypto services, custody, disclosures, held-away assets, billing, reporting, and vendor oversight.
Crypto Custody Due Diligence Questions for RIAs
Questions RIAs can use when evaluating digital asset custody providers, qualified custody, reporting, controls, and client asset workflows.
Crypto Due Diligence Checklist for RIAs
RIAs evaluating crypto services should review custody, authority, fees, conflicts, reporting, tax data, manager diligence, and client fit.
Crypto Estate Planning for Advisory Clients
How RIAs coordinate crypto estate planning from the advisor seat: private-key inheritance, trust coordination, and beneficiary alignment with estate counsel.
Crypto for Financial Advisors
A practical overview for financial advisors who need to address client crypto questions across allocation, custody, reporting, tax coordination, estate planning, and compliance disclosures.
Crypto Held Away From Advisor: What Should RIAs Do?
When clients hold crypto away from an advisor, RIAs need a firm-wide policy covering documentation, scope, custody boundaries, billing, tax coordination, and estate planning.
Crypto Investment Policy Statement for RIAs
What RIAs should consider when adding digital assets to an investment policy statement or client investment framework.
Crypto Model Portfolios for Financial Advisors
Crypto model portfolios can help advisors define digital asset exposure, but they require diligence around custody, suitability, tax, reporting, and risk.
Crypto Outsourcing for RIAs
How registered investment advisers can evaluate outsourced crypto services for custody, model management, sub-advisory support, reporting, and due diligence.
Crypto Rebalancing for Advisor-Managed Accounts
An operational guide for RIAs rebalancing client crypto: tax-lot selection, wash-sale adjacency, custodian execution, and model drift in advisor-managed accounts.
Crypto Reporting for Financial Advisors
What financial advisors should know about crypto reporting, including held-away assets, custody data, tax records, and client-facing summaries.
Crypto Services for RIAs and Investment Advisors
RIAs may need crypto services across custody, model portfolios, SMAs, sub-advisory, reporting, compliance, and client education.
Crypto Sub-Advisor for RIAs
What RIAs should know about using a crypto sub-advisor for digital asset portfolio management, custody coordination, reporting, and due diligence.
Crypto Tax-Lot Reporting for RIA Clients
A cost-basis reporting workflow RIAs coordinate with clients and custodians for crypto tax lots, including Form 1099-DA, reconciliation, and lot-method tracking.
How Financial Advisors Can Help Clients With Crypto
Financial advisors can help clients with crypto by building a process for allocation, custody, risk, tax records, estate planning, and disclosures.
How Should Advisors Talk to Clients About Crypto?
How financial advisors can discuss crypto with clients using a structured process around risk, custody, taxes, estate planning, and documentation.
How Should RIAs Choose a Crypto Sub-Advisor?
How RIAs can evaluate crypto sub-advisors for registration, custody, discretion, models, reporting, conflicts, compliance, and client fit.
How Should RIAs Document Crypto Recommendations?
How RIAs can document crypto recommendations, including client objective, risk, custody, product choice, tax coordination, and disclosures.
Qualified Custody for RIAs Managing Digital Assets
RIAs working with crypto need to understand qualified custody, client asset safeguards, authority, reporting, and digital asset custody workflows.
RIA Crypto Model-Portfolio Construction
A construction methodology for RIA crypto model portfolios: asset selection, weighting method, benchmark choice, and rebalancing triggers for advisor use.
Should RIAs Ask Every Client About Crypto?
How RIAs can think about asking clients about crypto holdings, held-away assets, risk, tax records, custody, and estate planning.
Spot Bitcoin ETF vs Direct Bitcoin for Advisors
How financial advisors can compare spot Bitcoin ETFs with direct Bitcoin exposure for custody, reporting, taxes, client suitability, and operations.
Spot Ethereum ETF vs Staking Ethereum
How advisors and investors can compare spot Ethereum ETF exposure with direct ETH ownership and staking.
What Is a Crypto SMA for Advisors?
A crypto SMA for advisors is a separately managed account structure that may allow customized digital asset exposure, custody, reporting, and advisor oversight.
What Is Crypto Sub-Advisory?
Crypto sub-advisory lets an RIA or advisor work with a digital asset specialist for portfolio management, custody coordination, and crypto strategy.
When Should an Advisor Refer Crypto Clients to a Specialist?
When financial advisors should consider referring crypto clients to specialists for custody, tax records, estate planning, trusts, LLCs, or liquidity events.
Disclosures
DAG Holdings Co is a holding company that does not provide investment advisory, brokerage, administrative, or insurance services to clients. DAG is not a law firm, does not provide legal or tax advice, and does not provide tax preparation services. Tax matters are handled through referrals to qualified independent tax professionals.
DAG Private Client services involve estate matters that require qualified independent counsel in the applicable jurisdiction. LLC formation, trust drafting, and estate planning services are provided in coordination with or by qualified independent legal counsel licensed in the applicable jurisdiction.
Asset protection structures, including Wyoming LLCs and trusts, do not guarantee protection against all claims, creditors, or losses. Outcomes depend on specific facts, jurisdiction, and applicable law.
Insurance products and services are offered through Xure Insurance or its affiliates.
Investment advisory services are offered exclusively through DAG Wealth, an SEC-Registered Investment Adviser (CRD No. 328627). Registration with the SEC does not imply a particular level of skill or training. Form ADV and Form CRS are available upon request or at www.adviserinfo.sec.gov.
Custody arrangements with third-party independent qualified custodians reduce certain risks but do not eliminate them.
Investing in digital assets involves risk, including the possible loss of principal. Digital assets are highly volatile and may not be suitable for all investors. Past performance is not indicative of future results.
Specific fee schedules, scope of engagement, conflicts of interest, and material business practices are disclosed in writing before engagement and in Form ADV Part 2A for the investment-advisory portion.
The information on this site is for general educational purposes and is not legal or tax advice.