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Robert Gangon, General Counsel & CCO

DAG

Robert Gangon

General Counsel & CCO

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Robert Gagnon has been intimately involved in the legal and compliance functions of asset management, from early-stage private fund advisers to some of the largest global investment managers. He is the General Counsel and Chief Compliance Officer of DAG Holdings, Inc., where he leads all legal, regulatory, and compliance matters and serves as primary legal advisor to executive leadership and the Board of Directors. Prior to joining DAG, Robert was Senior Corporate Counsel at Franklin Templeton (formerly Putnam Investments), where he was the primary legal contact for the firm's institutional digital assets business and led the legal work to establish the firm's first unaffiliated staking fund. Before that, he was Vice President and Associate General Counsel at Natixis Investment Managers, where he negotiated a broad range of sub-advisory, managed account, and institutional agreements, chaired the firm's Conflicts of Interest Group, and was responsible for regulatory filings including Form ADV and Form CRS. He was also Assistant General Counsel and Acting Chief Compliance Officer at Sylvan Road Capital, where he built the firm's compliance program and advised senior management on registering as an SEC investment adviser. Earlier, Robert spent four years at Arrowstreet Capital as Head of Internal Assessment, managing the firm's compliance program and representing it in regulatory examinations and third-party audits, and held compliance roles at State Street Bank & Trust, Numeric Investors, and Capital Growth Management. Robert holds a Juris Doctor from The Massachusetts School of Law and a B.A. in Philosophy and Political Science from The Catholic University of America. He is a member of the Massachusetts bar and holds the DACFP Basic Certificate in Blockchain and Digital Assets (CBDA).

Disclosures

DAG Holdings Co is a holding company that does not provide investment advisory, brokerage, administrative, or insurance services to clients. DAG is not a law firm, does not provide legal or tax advice, and does not provide tax preparation services. Tax matters are handled through referrals to qualified independent tax professionals.

DAG Private Client services involve estate matters that require qualified independent counsel in the applicable jurisdiction. LLC formation, trust drafting, and estate planning services are provided in coordination with or by qualified independent legal counsel licensed in the applicable jurisdiction.

Asset protection structures, including Wyoming LLCs and trusts, do not guarantee protection against all claims, creditors, or losses. Outcomes depend on specific facts, jurisdiction, and applicable law.

Insurance products and services are offered through DAG Insurance or its affiliates.

Investment advisory services are offered exclusively through DAG Wealth, an SEC-Registered Investment Adviser (CRD No. 328627). Registration with the SEC does not imply a particular level of skill or training. Form ADV and Form CRS are available upon request or at www.adviserinfo.sec.gov.

Custody arrangements with third-party independent qualified custodians reduce certain risks but do not eliminate them.

Investing in digital assets involves risk, including the possible loss of principal. Digital assets are highly volatile and may not be suitable for all investors. Past performance is not indicative of future results.

Specific fee schedules, scope of engagement, conflicts of interest, and material business practices are disclosed in writing before engagement and in Form ADV Part 2A for the investment-advisory portion.

The information on this site is for general educational purposes and is not legal or tax advice.